Is the hashCode function generated by Eclipse any good? - java

Eclipse source menu has a "generate hashCode / equals method" which generates functions like the one below.
String name;
#Override
public int hashCode()
{
final int prime = 31;
int result = 1;
result = prime * result + ((name == null) ? 0 : name.hashCode());
return result;
}
#Override
public boolean equals(Object obj)
{
if (this == obj)
return true;
if (obj == null)
return false;
if (getClass() != obj.getClass())
return false;
CompanyRole other = (CompanyRole) obj;
if (name == null)
{
if (other.name != null)
return false;
} else if (!name.equals(other.name))
return false;
return true;
}
If I select multiple fields when generating hashCode() and equals() Eclipse uses the same pattern shown above.
I am not an expert on hash functions and I would like to know how "good" the generated hash function is? What are situations where it will break down and cause too many collisions?

You can see the implementation of hashCode function in java.util.ArrayList as
public int hashCode() {
int hashCode = 1;
Iterator<E> i = iterator();
while (i.hasNext()) {
E obj = i.next();
hashCode = 31*hashCode + (obj==null ? 0 : obj.hashCode());
}
return hashCode;
}
It is one such example and your Eclipse generated code follows a similar way of implementing it. But if you feel that you have to implement your hashCode by your own, there are some good guidelines given by Joshua Bloch in his famous book Effective Java. I will post those important points from Item 9 of that book. Those are,
Store some constant nonzero value, say, 17, in an int variable called result.
For each significant field f in your object (each field taken into account by the equals method, that is), do the following:
a. Compute an int hash code c for the field:
i. If the field is a boolean, compute (f ? 1 : 0).
ii. If the field is a byte, char, short, or int, compute (int) f.
iii. If the field is a long, compute (int) (f ^ (f >>> 32)).
iv. If the field is a float, compute Float.floatToIntBits(f).
v. If the field is a double, compute Double.doubleToLongBits(f), and then hash the resulting long as in step 2.a.iii.
vi. If the field is an object reference and this class’s equals method compares the field by recursively invoking equals, recursively invoke hashCode on the field. If a more complex comparison is required, compute a “canonical representation” for this field and invoke hashCode on the canonical representation. If the value of the field is null, return 0 (or some other constant, but 0 is traditional)
vii. If the field is an array, treat it as if each element were a separate field.
That is, compute a hash code for each significant element by applying
these rules recursively, and combine these values per step 2.b. If every
element in an array field is significant, you can use one of the
Arrays.hashCode methods added in release 1.5.
b. Combine the hash code c computed in step 2.a into result as follows:
result = 31 * result + c;
Return result.
When you are finished writing the hashCode method, ask yourself whether
equal instances have equal hash codes. Write unit tests to verify your intuition!
If equal instances have unequal hash codes, figure out why and fix the problem.
Java language designers and Eclipse seem to follow similar guidelines I suppose. Happy coding. Cheers.

Since Java 7 you can use java.util.Objects to write short and elegant methods:
class Foo {
private String name;
private String id;
#Override
public int hashCode() {
return Objects.hash(name,id);
}
#Override
public boolean equals(Object obj) {
if (obj instanceof Foo) {
Foo right = (Foo) obj;
return Objects.equals(name,right.name) && Objects.equals(id,right.id);
}
return false;
}
}

Generally it is good, but:
Guava does it somehow better, I prefer it. [EDIT: It seems that as of JDK7 Java provides a similar hash function].
Some frameworks can cause problems when accessing fields directly instead of using setters/getters, like Hibernate for example. For some fields that Hibernate creates lazy, it creates a proxy not the real object. Only calling the getter will make Hibernate go for the real value in the database.

Yes, it is perfect :) You will see this approach almost everywhere in the Java source code.

It's a standard way of writing hash functions. However, you can improve/simplify it if you have some knowledge about the fields. E.g. you can ommit the null check, if your class guarantees that the field never be null (applies to equals() as well). Or you can of delegate the field's hash code if only one field is used.

I would also like to add a reference to Item 9, in Effective Java 2nd Edition by Joshua Bloch.
Here is a recipe from Item 9 : ALWAYS OVERRIDE HASHCODE WHEN YOU OVERRIDE EQUALS
Store some constant nonzero value, say, 17, in an int variable called result.
For each significant field f in your object (each field taken into account by the equals method, that is), do the following:
a. Compute an int hash code c for the field:
i. If the field is a boolean, compute (f ? 1 : 0).
ii. If the field is a byte, char, short, or int, compute (int) f.
iii. If the field is a long,compute(int)(f^(f>>>32)).
iv. If the field is a float, compute Float.floatToIntBits(f).
v. If the field is a double, compute Double.doubleToLongBits(f), and then hash the resulting long as in step 2.a.iii.
vi. If the field is an object reference and this class’s equals method compares the field by recursively invoking equals, recursively invoke hashCode on the field. If a more complex comparison is required, compute a “canonical representation” for this field and invoke hashCode on the canonical representation. If the value of the field is null, return 0 (or some other constant, but 0 is traditional).
vii. If the field is an array, treat it as if each element were a separate field. That is, compute a hash code for each significant element by applying these rules recursively, and combine these values per step 2.b. If every element in an array field is significant, you can use one of the Arrays.hashCode methods added in release 1.5.
b. Combine the hash code c computed in step 2.a into result as follows: result = 31 * result + c;
3. Return result.
4. When you are finished writing the hashCode method, ask yourself whether equal instances have equal hash codes. Write unit tests to verify your intuition! If equal instances have unequal hash codes, figure out why and fix the problem.

If you are using Apache Software Foundation (commons-lang library) then
below classes will help you to generate hashcode/equals/toString methods using reflection.
You don't need to worry about regenerating hashcode/equals/toString methods when you add/remove instance variables.
EqualsBuilder - This class provides methods to build a good equals method for any class. It follows rules laid out in Effective Java , by Joshua Bloch. In particular the rule for comparing doubles, floats, and arrays can be tricky. Also, making sure that equals() and hashCode() are consistent can be difficult.
HashCodeBuilder - This class enables a good hashCode method to be built for any class. It follows the rules laid out in the book Effective Java by Joshua Bloch. Writing a good hashCode method is actually quite difficult. This class aims to simplify the process.
ReflectionToStringBuilder - This class uses reflection to determine the fields to append. Because these fields are usually private, the class uses AccessibleObject.setAccessible(java.lang.reflect.AccessibleObject[], boolean) to change the visibility of the fields. This will fail under a security manager, unless the appropriate permissions are set up correctly.
Maven Dependency:
<dependency>
<groupId>commons-lang</groupId>
<artifactId>commons-lang</artifactId>
<version>${commons.lang.version}</version>
</dependency>
Sample Code:
import org.apache.commons.lang.builder.EqualsBuilder;
import org.apache.commons.lang.builder.HashCodeBuilder;
import org.apache.commons.lang.builder.ReflectionToStringBuilder;
public class Test{
instance variables...
....
getter/setter methods...
....
#Override
public String toString() {
return ReflectionToStringBuilder.toString(this);
}
#Override
public int hashCode() {
return HashCodeBuilder.reflectionHashCode(this);
}
#Override
public boolean equals(Object obj) {
return EqualsBuilder.reflectionEquals(this, obj);
}
}

One potential drawback is that all objects with null fields will have a hash code of 31, thus there could be many potential collisions between objects that only contain null fields. This would make for slower lookups in Maps.
This can occur when you have a Map whose key type has multiple subclasses. For example, if you had a HashMap<Object, Object>, you could have many key values whose hash code was 31. Admittedly, this won't occur that often. If you like, you could randomly change the values of the prime to something besides 31, and lessen the probability of collisions.

Related

Java Null Object that is used in Hash Tables and Comparables

I have an object that represents an UNKNOWN value, or "Null object".
As in SQL, this object should never be equal to anything, including another UNKNOWN, so (UNKNOWN == UNKNOWN) -> false.
The object is used, however, in hashtables and the type is Comparable, so I created a class as follows:
public class Tag implements Comparable {
final static UNKNOWN = new Tag("UNKNOWN");
String id;
public Tag(String id) {
this.id = id;
}
public int hashCode(){
return id.hashCode();
}
public String toString(){
return id;
}
public boolean equals(Object o){
if (this == UNKNOWN || o == UNKNOWN || o == null || !(o instanceof Tag))
return false;
return this.id.equals(((Tag)o).id);
}
public int compareTo(Tag o){
if (this == UNKNOWN)
return -1;
if (o == UNKNOWN || o == null)
return 1;
return this.id.compareTo(o.id);
}
}
But now compareTo() seems "inconsistent"?
Is there a better way to implement compareTo()?
The documentation for compareTo mentions this situation:
It is strongly recommended, but not strictly required that
(x.compareTo(y)==0) == (x.equals(y))
Generally speaking, any class that implements the Comparable interface and violates this condition should clearly indicate this fact. The recommended language is "Note: this class has a natural ordering that is inconsistent with equals."
Therefore, if you want your object to be Comparable and yet still not allow two UNKNOWN objects to be equal via the equals method, you must make your compareTo "Inconsistent with equals."
An appropriate implementation would be:
public int compareTo(Tag t) {
return this.id.compareTo(t.id);
}
Otherwise, you could make it explicit that UNKNOWN values in particular are not Comparable:
public static boolean isUnknown(Tag t) {
return t == UNKNOWN || (t != null && "UNKNOWN".equals(t.id));
}
public int compareTo(Tag t) {
if (isUnknown(this) || isUnknown(t)) {
throw new IllegalStateException("UNKNOWN is not Comparable");
}
return this.id.compareTo(t.id);
}
You're correct that your compareTo() method is now inconsistent. It violates several of the requirements for this method. The compareTo() method must provide a total order over the values in the domain. In particular, as mentioned in the comments, a.compareTo(b) < 0 must imply that b.compareTo(a) > 0. Also, a.compareTo(a) == 0 must be true for every value.
If your compareTo() method doesn't fulfil these requirements, then various pieces of the API will break. For example, if you sort a list containing an UNKNOWN value, then you might get the dreaded "Comparison method violates its general contract!" exception.
How does this square with the SQL requirement that null values aren't equal to each other?
For SQL, the answer is that it bends its own rules somewhat. There is a section in the Wikipedia article you cited that covers the behavior of things like grouping and sorting in the presence of null. While null values aren't considered equal to each other, they are also considered "not distinct" from each other, which allows GROUP BY to group them together. (I detect some specification weasel wording here.) For sorting, SQL requires ORDER BY clauses to have additional NULLS FIRST or NULLS LAST in order for sorting with nulls to proceed.
So how does Java deal with IEEE 754 NaN which has similar properties? The result of any comparison operator applied to NaN is false. In particular, NaN == NaN is false. This would seem to make it impossible to sort floating point values, or to use them as keys in maps. It turns out that Java has its own set of special cases. If you look at the specifications for Double.compareTo() and Double.equals(), they have special cases that cover exactly these situations. Specifically,
Double.NaN == Double.NaN // false
Double.valueOf(Double.NaN).equals(Double.NaN) // true!
Also, Double.compareTo() is specified so that it considers NaN equal to itself (it is consistent with equals) and NaN is considered larger than every other double value including POSITIVE_INFINITY.
There is also a utility method Double.compare(double, double) that compares two primitive double values using these same semantics.
These special cases let Java sorting, maps, and so forth work perfectly well with Double values, even though this violates IEEE 754. (But note that primitive double values do conform to IEEE 754.)
How should this apply to your Tag class and its UNKNOWN value? I don't think you need to follow SQL's rules for null here. If you're using Tag instances in Java data structures and with Java class libraries, you'd better make it conform to the requirements of the compareTo() and equals() methods. I'd suggest making UNKNOWN equal to itself, to have compareTo() be consistent with equals, and to define some canonical sort order for UNKNOWN values. Usually this means sorting it higher than or lower than every other value. Doing this isn't terribly difficult, but it can be subtle. You need to pay attention to all the rules of compareTo().
The equals() method might look something like this. Fairly conventional:
public boolean equals(Object obj) {
if (this == obj) {
return true;
}
return obj instanceof Tag && id.equals(((Tag)obj).id);
}
Once you have this, then you'd write compareTo() in a way that relies on equals(). (That's how you get the consistency.) Then, special-case the unknown values on the left or right-hand sides, and finally delegate to comparison of the id field:
public int compareTo(Tag o) {
if (this.equals(o)) {
return 0;
}
if (this.equals(UNKNOWN)) {
return -1;
}
if (o.equals(UNKNOWN)) {
return 1;
}
return id.compareTo(o.id);
}
I'd recommend implementing equals(), so that you can do things like filter UNKNOWN values of a stream, store it in collections, and so forth. Once you've done that, there's no reason not to make compareTo consistent with equals. I wouldn't throw any exceptions here, since that will just make standard libraries hard to use.
The simple answer is: you shouldn't.
You have contradiction requirements here. Either your tag objects have an implicit order (that is what Comparable expresses) OR you can have such "special" values that are not equal to anything, not even themselves.
As the other excellent answer and the comments point out: yes, you can somehow get there; for example by simply allowing for a.compare(b) < 0 and b.compare(a) < 0 at the same time; or by throwing an exception.
But I would simply be really careful about this. You are breaking a well established contract. And the fact that some javadoc says: "breaking the contract is OK" is not the point - breaking that contract means that all the people working on this project have to understand this detail.
Coming from there: you could go forward and simply throw an exception within compareTo() if a or b are UNKNOWN; by doing so you make at least clear that one shouldn't try to sort() a List<Tag> for example. But hey, wait - how would you find out that UNKNOWN is present in your list? Because, you know, UNKNOWN.equals(UNKNOWN) returns false; and contains() is using equals.
In essence: while technically possible, this approach causes breakages wherever you go. Meaning: the fact that SQL supports this concept doesn't mean that you should force something similar into your java code. As said: this idea is very much "off standards"; and is prone to surprise anybody looking at it. Aka "unexpected behavior" aka bugs.
A couple seconds of critical thinking:
There is already a null in Java and you can not use it as a key for a reason.
If you try and use a key that is not equal to anything else including
itself you can NEVER retrieve the value associated with that key!

Explaination for IntelliJ default hashCode() implementation

I took a look at the IntelliJ default hashCode() implementation and was wondering, why they implemented it the way they did. I'm quite new to the hash concept and found some contradictory statements, that need clarification:
public int hashCode(){
// creationDate is of type Date
int result = this.creationDate != null ? this.creationDate.hashCode() : 0;
// id is of type Long (wrapper class)
result = 31 * result + (this.id != null ? this.id.hashCode() : 0);
// code is of type String
result = 31 * result + (this.code != null ? this.code.hashCode() : 0);
// revision is of type int
result = 31 * result + this.revision;
return result;
}
Imo, the best source about this topic seemed to be this Java world article because I found their arguments most convincing. So I was wondering:
Among other arguments, above source states that multiplication is one of the slower operations. So, wouldn't it be better to skip the multiplication with a prime number whenever I call the hashCode() method of a reference type? Because most of the time this already includes such a multiplication.
Java world states that bitwise XOR ^ also improves the computation due to not mentioned reasons : ( What exactly might be an advantage in comparison to regular addition?
Wouldn't it be better to return different values when the respective class field is null? It would make the result more distinguishable, wouldn't it? Are there any huge disadvantages to use non-zero values?
Their example code looks more appealing to my eye, tbh:
public boolean hashCode() {
return
(name == null ? 17 : name.hashCode()) ^
(birth == null ? 31 : name.hashCode());
}
But I'm not sure if that's objectively true. I'm also a little bit suspicious of IntelliJ because their default code for equals(Object) compares by instanceof instead of comparing the instance classes directly. And I agree with that Java world article that this doesn't seem to fulfill the contract correctly.
As for hashCode(), I would consider it more important to minimize collisions (two different objects having same hashCode()) than the speed of the hashCode() computation. Yes, the hashCode() should be fast (constant-time if possible), but for huge data structures using hashCode() (maps, sets etc.) the collisions are more important factor.
If your hashCode() function performs in constant time (independent on data and input size) and produces a good hashing function (few collisions), asymptotically the operations (get, contains, put) on map will perform in constant time.
If your hashCode() function produces a lot of collisions, the performance will suffer. In extreme case, you can always return 0 from hashCode() - the function itself will be super-fast, but the map operations will perform in linear time (i.e. growing with map size).
Multiplying the hashCode() before adding another field's sub-hashCode should usually provide for less collisions - this is a heuristic based on that often the fields contain similar data / small numbers.
Consider an example of class Person:
class Person {
int age;
int heightCm;
int weightKg;
}
If you just added the numbers together to compute the hashCode, the result would be somewhere between 60 and 500 for all persons. If you multiply it the way Idea does, you will get hashCodes between 2000 and more than 100000 - much bigger space and therefore lower chance of collisions.
Using XOR is not a very good idea, for example if you have class Rectangle with fields height and width, all squares would have the same hashCode - 0.
As for equals() using instanceof vs. getClass().equals(), I've never seen a conclusive debate on this. Both have their advantages and disadvantages, and both ways can cause troubles if you're not careful:
If you use instanceof, any subclass that overrides your equals() will likely break the symmetry requirement
If you use getClass().equals(), this will not work well with some frameworks like Hibernate that produce their own subclasses of your classes to store their own technical information

Hash function for Bean classes in Java

I have a project with many bean classes like ItemBean:
public class ItemBean
{
private String name;
private int id;
getters/setters...
}
I wrote a custom equals method because two items should be treated as equal if they have the same id and name, regardless of whether they're the same object in memory or not. I'm now looking into writing a custom hashCode() function. I looked at other stackoverflow questions and this tutorial, but they seem overly general whereas I'm looking for best practices for simple bean classes.
I came up with this method:
Uses caching
Uses all attributes that are involved in the equals method of ItemBean
Uses the 17/31 'magical number' primes as described in the other stackoverflow question.
Implemented method:
public final int hashCode()
{
if (cachedHashCode == 0)
{
int result = 17;
result = 31 * (result + id);
cachedHashCode = 31 * (result + name.hashCode());
}
return cachedHashCode;
}
Is is good practice to base your hashcode method like this on all the attributes of a class that make it unique? If not, what are disadvantages of this method and what are better alternatives? If one my bean classes has 10 attributes instead of only 2, is XOR'ing ten attributes a costly operation that should be avoided or not?
From the JavaDoc of Object.hashCode():
If two objects are equal according to the equals(Object) method, then calling the hashCode method on each of the two objects must produce the same integer result.
This can be achieved by using all members in hashCode that are used in equals and vice-versa.
The alorightms described in What is a best practice of writing hash function in java? are worth following.
I would not worry about performance. ^ is a very basic operator that is and can be optimized by the JVM.

Effective java item 9: overriding hashcode example

I was reading Effective Java Item 9 and decided to run the example code by myself. But it works slightly different depending on how I insert a new object that I don't understand what exactly is going on inside. The PhoneNumber class looks:
public class PhoneNumber {
private final short areaCode;
private final short prefix;
private final short lineNumber;
public PhoneNumber(int areaCode, int prefix, int lineNumber) {
this.areaCode = (short)areaCode;
this.prefix = (short) prefix;
this.lineNumber = (short)lineNumber;
}
#Override public boolean equals(Object o) {
if(o == this) return true;
if(!(o instanceof PhoneNumber)) return false;
PhoneNumber pn = (PhoneNumber)o;
return pn.lineNumber == lineNumber && pn.prefix == prefix && pn.areaCode == areaCode;
}
}
Then according to the book and as is when I tried,
public static void main(String[] args) {
HashMap<PhoneNumber, String> phoneBook = new HashMap<PhoneNumber, String>();
phoneBook.put(new PhoneNumber(707,867,5309), "Jenny");
System.out.println(phoneBook.get(new PhoneNumber(707,867,5309)));
}
This prints "null" and it's explained in the book because HashMap has an optimization that caches the hash code associated with each entry and doesn't check for object equality if the hash codes don't match. It makes sense to me. But when I do this:
public static void main(String[] args) {
PhoneNumber p1 = new PhoneNumber(707,867,5309);
phoneBook.put(p1, "Jenny");
System.out.println(phoneBook.get(new PhoneNumber(707,867,5309)));
}
Now it returns "Jenny". Can you explain why it didn't fail in the second case?
The experienced behaviour might depend on the Java version and vendor that was used to run the application, because since the general contract of Object.hashcode() is violated, the result is implementation dependent.
A possible explanation (taking one possible implementation of HashMap):
The HashMap class in its internal implementation puts objects (keys) in different buckets based on their hashcode. When you query an element or you check if a key is contained in the map, first the proper bucket is looked for based on the hashcode of the queried key. Inside the bucket objects are checked in a sequencial way, and inside a bucket only the equals() method is used to compare elements.
So if you do not override Object.hashcode() it will be indeterministic if 2 different objects produce default hashcodes which may or may not determine the same bucket. If by any chance they "point" to the same bucket, you will still be able to find the key if the equals() method says they are equal. If by any chance they "point" to 2 different buckets, you will not find the key even if equals() method says they are equal.
hashcode() must be overriden to be consistent with your overridden equals() method. Only in this case it is guaranteed the proper, expected and consistent working of HashMap.
Read the javadoc of Object.hashcode() for the contract that you must not violate. The main point is that if equals() returns true for another object, the hashcode() method must return the same value for both of these objects.
Can you explain why it didn't fail in the second case?
In a nutshell, it is not guaranteed to fail. The two objects in the second example could end up having the same hash code (purely by coincidence or, more likely, due to compiler optimizations or due to how the default hashCode() works in your JVM). This would lead to the behaviour you describe.
For what it's worth, I cannot reproduce this behaviour with my compiler/JVM.
In your case by coincidence JVM was able to find the same hashCode for both object. When I ran your code, in my JVM it gave null for both the case. So your problem is because of JVM not the code.
It is better to override hashCode() each and every time when you override equils() method.
I haven't read Effective Java, I read SCJP by Kathy Sierra. So if you need more details then you can read this book. It's nice.
Your last code snipped does not compile because you haven't declared phoneBook.
Both main methods should work exactly the same. There is a 1 in 16 chance that it will print Jenny because a newly crated HashMap has a default size of 16. In detail that means that only the lower 4 bits of the hashCode will be checked. If they equal the equal method is used.

subtleties of dealing with equals and hashCode in a Java interface

I'm implementing a value object for these interfaces:
interface FooConsumer
{
public void setFoo(FooKey key, Foo foo);
public Foo getFoo(FooKey key);
}
// intent is for this to be a value object with equivalence based on
// name and serial number
interface FooKey
{
public String getName();
public int getSerialNumber();
}
and from what I've read (e.g. in Enforce "equals" in an interface and toString(), equals(), and hashCode() in an interface) it looks like the recommendation is to provide an abstract base class, e.g.
abstract class AbstractFooKey
{
final private String name;
final private int serialNumber
public AbstractFooKey(String name, int serialNumber)
{
if (name == null)
throw new NullPointerException("name must not be null");
this.name = name;
this.serialNumber = serialNumber;
}
#Override public boolean equals(Object other)
{
if (other == this)
return true;
if (!(other instanceof FooKey))
return false;
return getName().equals(other.getName()
&& getSerialNumber() == other.getSerialNumber()
&& hashCode() == other.hashCode(); // ***
}
#Override public int hashCode()
{
return getName().hashCode() + getSerialNumber()*37;
}
}
My question is about the last bit I added here, and how to deal with the situation where AbstractFooKey.equals(x) is called with a value for x that is an instance of a class that implements FooKey but does not subclass AbstractFooKey. I'm not sure how to handle this; on the one hand I feel like the semantics of equality should just depend on the name and serialNumber being equal, but it appears like the hashCodes have to be equal as well in order to satisfy the contract for Object.equals().
Should I be:
really lax and just forget about the line marked ***
lax and keep what I have
return false from equals() if the other object is not an AbstractFooKey
be really strict and get rid of the interface FooKey and replace it with a class that is final?
something else?
Document the required semantics as part of the contract.
Ideally you'd actually have a single implementation which is final, which kind of negates the need of an interface for this particular purpose. You may have other reasons for wanting an interface for the type.
The contract requirements of Object is actually from hashCode: If two objects are equal according to the equals(Object) method, then calling the hashCode method on each of the two objects must produce the same integer result.
You don't need to include hashCode in the equals computation, rather you need to include all properties involved in equals in the hashCode calculation. In this case I'd simply compare serialNumber and name in both equals and hashCode.
Keep it simple unless you have a real reason to complicate it.
Start with a final, immutable class.
If you need an interface, create one to match, and document the semantics and default implementation.
For the equals and hashmap, there are strict contracts:
Reflexive - It simply means that the object must be equal to itself, which it would be at any given instance; unless you intentionally override the equals method to behave otherwise.
Symmetric - It means that if object of one class is equal to another class object, the other class object must be equal to this class object. In other words, one object can not unilaterally decide whether it is equal to another object; two objects, and consequently the classes to which they belong, must bilaterally decide if they are equal or not. They BOTH must agree.
Transitive - It means that if the first object is equal to the second object and the second object is equal to the third object; then the first object is equal to the third object. In other words, if two objects agree that they are equal, and follow the symmetry principle, one of them can not decide to have a similar contract with another object of different class. All three must agree and follow symmetry principle for various permutations of these three classes.
Consistent - It means that if two objects are equal, they must remain equal as long as they are not modified. Likewise, if they are not equal, they must remain non-equal as long as they are not modified. The modification may take place in any one of them or in both of them.
null comparison - It means that any instantiable class object is not equal to null, hence the equals method must return false if a null is passed to it as an argument. You have to ensure that your implementation of the equals method returns false if a null is passed to it as an argument.
Contract for hashCode():
Consistency during same execution - Firstly, it states that the hash code returned by the hashCode method must be consistently the same for multiple invocations during the same execution of the application as long as the object is not modified to affect the equals method.
Hash Code & Equals relationship - The second requirement of the contract is the hashCode counterpart of the requirement specified by the equals method. It simply emphasizes the same relationship - equal objects must produce the same hash code. However, the third point elaborates that unequal objects need not produce distinct hash codes.
(From: Technofundo: Equals and Hash Code)
However, using instanceof in equals is not the right thing to do. Joshua Bloch detailed this in Effective Java, and your concerns regarding the validity of your equals implementation is valid. Most likely, problems arising from using instanceof are going to violate the transitivity part in the contract when used in connection with descendants of the base class - unless the equals function is made final.
(Detailed a bit better than I could ever do here: Stackoverflow: Any reason to prefer getClass() over instanceof when generating .equals()?)
Also read:
Java API equals contract
Java API hashCode contract
If the equality of a FooKey is such that two FooKeys with the same name and serial numbers are considered to be equal then you can remove the line in the equals() clause that compares the hashcodes.
Or you could leave it in, it does not really matter assuming that all implementors of the FooKey interface have a correct implementation of equals and gethashcode but I would recommend removing it since otherwise a reader of the code could get the impression that it is there because it makes a difference when in reality it does not.
You can also get rid of the '*37' in the gethashcode method, it is unlikely it would contribute to better hashcode distribution.
In terms of your question 3, I would say no, don't do that, unless the equality contract for FooKey is not controlled by you (in which case trying to enforce an equality contract for the interface is questionable anyway)

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